This survey is designed to help identify and document the companies business processes and the internal controls within each process. In an effort to comply with Section 404 of the Sarbanes-Oxley Act of 2002, this risk assessment will help to rank and prioritize our processes. Combined with facilitated management meetings, this approach will help us gain company-wide consensus by including key process owners throughout corporate processes.

OBJECTIVE

We are soliciting your feedback to identify and prioritize those processes critical to our business. Please identify the fifteen most critical processes to our business and rank them by 1-Importance to business/Financial Performance, and 2-Likelihood of process/control weakness. For further information or assistance, please contact Ms. Jones

Thank you,

Paul Coffee, CEO